|1:15 pm|| Afternoon Kickoff & Presentation of The Kraken Awards |
|1:20 pm|| Consumer Complaints |
Learn what’s actually inside the CFPB’s Consumer Complaint Database and how companies large and small should make use of modern-day big data to learn the trends and risk signals in the database.
|1:50 pm|| What are the Compliance Essentials for the Mortgage Industry? |
|2:20 pm|| Break / Exhibitors Lounge Open |
|2:45 pm|| Social Media Lead Generation + Compliance – A Deep Dive |
|2:45 pm|| Who Owns RegTech in the Enterprise?” Compliance, TechOps or the Contact Center? |
Exploring the varied approaches to managing enterprise compliance in terms of the end to end process, we will look at the chain of Accountability, Operational responsibility and the functional needs of those engaged in the compliance supply chain.
- MICHAEL S. WALDRON, Bayview Loan Servicing
- DONNA PEEPLES, Pypestream
- SUSAN TERRY, PerformLine
|3:20 pm|| Spotlight on Due Diligence: Complying with KYC/AML in FinTech as a Sector |
Gain insights and best practices from these processors and solutions providers as they explore compliance programs and key payment security issues, vulnerabilities and innovative techniques to mitigate fraud for merchants, businesses, and consumers.
- GEORGIA STAVRAKIS, Heartland Payment Systems
- PARKER CROCKFORD, Onfido
- JONATHAN FRIEDER, Accenture
|3:20 pm|| The Investors Thesis in RegTech and FinTech as a Sector |
Over $40.6 B has poured into FinTech over the past 5 years from Venture Capital and Private Equity according to CB Insights. However, this sector had a tough 2016 with the VC spigot tightening for startups and public companies who shed significant market cap. Things have stabilized in 2017, but what are are long term prospects for investors and startups? Are there lessons learned for RegTech startups? Will RegTech founders and investors face a similar roller coaster ride with their capital raise needs?
- MILES REIDY, QED Investors
- CLAUDIA IANNAZZO, AlphaPrime Ventures
- LANCE FENTON, Serent Capital
- WALDEN SIEW, LinkedIn
|4:00 pm|| Tips for Leading Enterprises in Highly Regulated Markets Through a Compliance Crisis – From Someone Who’s Been There |
No one ever wants to be in a compliance crisis, but being prepared is critical. Learn essential tips as Donna details how she led one large education company through a multi-state enforcement and what she says other organizations in highly regulated industries can learn from her experience.
- DONNA BUCELLA, Guidepost Solutions
|4:30 pm|| Growth vs. Risk – Does One Have to Give? (LendUp and Kabbage Special Session) |
CCOs and CMOs often have a competitive relationship: one must move the brand quickly while the other must always think of the risk ahead. So how are some companies, especially those in disruptive markets, making this symbiotic relationship thrive? Hear from leaders at LendUp and Kabbage as they “square off” to discuss their coordination strategy for a solid partnership between their marketing and compliance teams.
- JESSE SILVERMAN, LendUp
- EUGEN ILIE, LendUp
- SAM TAUSSIG, Kabbage
- JAMI SCHWARTZ, Kabbage
|5:00 pm|| Innovators Fireside Chat with Doug Lebda, CEO of Lending Tree |
An expert on the consumer finance industry and mortgage markets, Doug will provide insight and analysis on the current and future state of consumer lending and how FinTech companies, such as LendingTree, are using cutting edge technology to change financial services.
|5:30 pm|| Networking Party on the World Famous 230-FIFTH Rooftop (5:30 – 7:30) |