The Biggest Compliance Event of the Year

On June 7 and 8 we will bring two action-packed days of insights, sessions, best practices, parties and networking to New York City during the biggest RegTech & Compliance Conference of the year—and one conference you definitely can’t afford to miss!

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Why Attend? separator

From keynotes to breakout sessions, at COMPLY2017 you’ll be among leading regulators, compliance professionals, marketing executives, leading advertising lawyers and contact center operators from top brands who want to ensure their efforts to reach consumers are compliant.

Yet, COMPLY isn’t your typical compliance conference. COMPLY is the only conference focused on the insights that will give you actionable take-aways for mitigating risk, maintaining brand safety and implementing marketing regulations for your company—and you’ll have a great time doing it!

CCB Credits – COMING SOON

*This education activity has been submitted to the Compliance Certification Board (CCB)® and is currently pending their review for approval of CCB CEUs

Need help justifying your trip?

2016 HIGHLIGHTS

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$805

GROUP RATE
Pricing Ends March 31, 2017

$895

Early Bird
Pricing Ends March 31, 2017

$1,095

Standard
Pricing Ends June 6, 2017

$1,295

OnSite
Pricing Ends June 8, 2017

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HEAR FROM LAST YEAR'S ATTENDEES

Agendaseparator

TimeTitle
3:00 pm Registration and Exhibitor Lounge Open
3:45 pm Mission Critical: Trust and Understanding Risk Data as a Navy TOPGUN with CDR David Baird
4:00 pm State AG and Regulatory Session
5:00 pm Networking Cocktails & Exhibitors Lounge Open (5 – 7PM)
TimeTitle
7:30 am Registration / Breakfast / Exhibitors Lounge Open
8:30 am Welcome
8:45 am Hear from the Regulators at the CFPB, the FTC, and the OCC
9:30 am Making a Culture of Compliance Contagious
10:00 am Payments And Innovation: How To Keep The Ecosystem Safe
10:30 am Morning Break
10:45 am Credit Card Roundtable: Innovation and Compliance in the Era of Disruption
10:45 am Weathering The Storm: How Higher Education Marketers And Their Partners Have Come Out Stronger
11:15 am Keynote Scott Stratten
12:15 pm Lunch / Exhibitors Lounge Open
TimeTitle
1:15 pm Afternoon Kickoff & Presentation of The Kraken Awards
1:20 pm Consumer Complaints
1:50 pm What are the Compliance Essentials for the Mortgage Industry?
2:20 pm Break / Exhibitors Lounge Open
2:45 pm Social Media Lead Generation + Compliance – A Deep Dive
2:45 pm Chat and Contact Centers – Are They Your Compliance Blind Spot?
3:20 pm Spotlight on Due Diligence: KYC/AML – Insights You Need to Know
3:20 pm The Investors Thesis in RegTech and FinTech as a Sector
4:00 pm Tips for Leading Enterprises in Highly Regulated Markets Through a Compliance Crisis – From Someone Who’s Been There
4:30 pm Growth vs. Risk – Does One Have to Give? (LendUp and Kabbage Special Session)
5:00 pm Innovators Fireside Chat with Doug Lebda, CEO of Lending Tree
5:30 pm Networking Party on the World Famous 230-FIFTH Rooftop (5:30 – 7:30)

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DOUG LEBDA
DOUG LEBDA

Founder, Chairman and CEO LendingTree

An expert on the consumer finance industry and mortgage markets, Doug provides insight and analysis on the current and future state of consumer lending and how FinTech companies, such as LendingTree, are using cutting edge technology to change financial services. Doug has been a frequent contributor and guest speaker on major news networks such as Bloomberg, CNBC, Fox Business and The Street. A passionate entrepreneur, Doug left business school (which he would return to nearly 20 years later) to start LendingTree during the dot-com era after experiencing his own frustrations with trying to obtain a mortgage. Twenty years later, LendingTree has since become a leader in empowering consumers and changing how people shop for financing.

SCOTT STRATTEN
SCOTT STRATTEN

President UnMarketing

As the ultimate sales and marketing truth slayer, Scott helps organizations see their business through a new lens with his unconventional “unmarketing” views and vanguard approach to building and maintaining real customer relationships. As the president of Un-Marketing, he has transformed how corporations like PepsiCo, Century 21, Fidelity and Microsoft do business with radical insights on how to engage better with customers through social and viral marketing. Named a top 5 social media power influencer by Forbes.com, Scott elevates the conversation by putting the focus back on what matters most to current and potential buyers, values like trust, authenticity, relationships and service.

COMMANDER DAVID BAIRD
COMMANDER DAVID BAIRD

Officer US Navy

After graduating from the United States Naval Academy with a degree in Aerospace Engineering, Commander Baird was then selected by the Navy to fly the F/A-18C Hornet, and later, the F/A-18E Super Hornet.  While completing operational tours of duty with the VFA-195 “Dambusters,” the VFA-105 “Gunslingers,” and the VFA-31 “Tomcatters,” Commander Baird has flown over 3,200 hours and made 760 arrested landings on multiple aircraft carriers throughout the world in support of combat operations in Iraq and Afghanistan and numerous international exercises.  From 2013-2014, he served as the Commanding Officer of Strike Fighter Squadron ONE NINE FIVE, homeported in Atsugi, Japan.  Commander Baird’s assignments ashore include the Navy Fighter Weapons School (TOPGUN), Strike Fighter Weapons School-Atlantic, United States Pacific Command, and the Office of the Secretary of Defense.  He is currently stationed at the Pentagon.

Speakersseparator

Announcing COMPLY2017 Speakers:

DHIRAJ KUMAR
DHIRAJ KUMAR

Consumer & Product Marketing Leader
PayPal

LASALLE VAUGHN
LASALLE VAUGHN

Executive Director Marketing Compliance
USAA

EMILY GOODMAN BINICK
EMILY GOODMAN BINICK

Vice President & Senior Counsel
American Express

DUANE POZZA
DUANE POZZA

Assistant Director, Division of Financial Practices
Federal Trade Commission

DONNA BUCELLA
DONNA BUCELLA

President of Compliance
Guidepost Solutions

JAMI SCHWARTZ
JAMI SCHWARTZ

Head of Content & Marketing Technologies
Kabbage

JEFFREY DE PETRO
JEFFREY DE PETRO

Business Leader, Franchise Development - Customer Performance Integrity
MasterCard International

TROELS SMIT
TROELS SMIT

Industry Manager, Global Marketing Solutions, EDU
Facebook

ADAM ALLAMAR
ADAM ALLAMAR

Marketing Director, Digital Acquisition
Barclaycard US

MILES REIDY
MILES REIDY

Partner
QED Investors

EUGEN ILIE
EUGEN ILIE

Head of Growth
LendUp

JANE AZIA
JANE AZIA

Bureau Chief, Consumer Frauds and Protection Bureau
Office of the Attorney General of the State of New York

JAMES KIM
JAMES KIM

Of Counsel, Consumer Financial Services
Ballard Spahr LLP

DANIKA LYON
DANIKA LYON

Cards
Stripe

TODD GLASSMAN
TODD GLASSMAN

General Counsel
2U

RHONDA MCGILL
RHONDA MCGILL

Sr. Team Leader, Legal
Quicken Loans

BRIAN N. LASKY
BRIAN N. LASKY

Attorney
Federal Trade Commission

JASON OXMAN
JASON OXMAN

CEO
Electronic Transactions Association

DEBORAH SOLMOR
DEBORAH SOLMOR

Vice President & Deputy General Counsel, Litigation
Career Education Corporation

MARTY COLLINS
MARTY COLLINS

SVP Corporate Development, Legal & Compliance
Quinstreet

JONATHAN FRIEDER
JONATHAN FRIEDER

Senior Manager
Accenture

CLAUDIA IANNAZZO
CLAUDIA IANNAZZO

Managing Partner and co-founder
AlphaPrime Ventures

JESSE SILVERMAN
JESSE SILVERMAN

Head Regulatory Counsel
LendUp

LANCE FENTON
LANCE FENTON

Partner
Serent Capital

MICHAEL S. WALDRON
MICHAEL S. WALDRON

Chief Compliance Officer
Bayview Loan Servicing

JEFF TOGNOLA
JEFF TOGNOLA

Chief Marketing Officer
Laureate Education

SAM TAUSSIG
SAM TAUSSIG

Head of Government Relations & Community Banking
Kabbage

SEAN ANDERSON
SEAN ANDERSON

Founder and Chief Product Officer
Bento for Business

JOY FEIGENBAUM
JOY FEIGENBAUM

Executive Deputy Superintendent, Financial Frauds & Consumer Protection
New York State Department of Financial Services

ROSS SHANKEN
ROSS SHANKEN

CEO & Founder
Jornaya

DONNA PEEPLES
DONNA PEEPLES

Chief Customer Officer
Pypestream

ALEXANDRA MEGARIS
ALEXANDRA MEGARIS

Counsel
Venable

SUSAN TERRY
SUSAN TERRY

Director of Business Development, CCM and Chat
PerformLine

DAVID MORGAN
DAVID MORGAN

Chief Revenue Officer
PerformLine

ALEX BAYDIN
ALEX BAYDIN

CEO & Founder
PerformLine

About the Venueseparator

Conference Venue: 230-FIFTH

230-FIFTH offers stunning views of the Manhattan skyline from the Penthouse and hosts New York City’s largest outdoor Rooftop Garden – the perfect spots for an amazing conference!

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Gansevoort Park Avenue New York City

CONFERENCE ROOM BLOCK: Book now to save with our exclusive room block discount of $415/night. Limited quantity available, discounted rate expires 5/5.

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Four Points Sheraton Manhattan Chelsea

CONFERENCE ROOM BLOCK: Book now to save with our exclusive room block discount of $379/night. Limited quantity available, discounted rate expires 5/5.

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