ANOTHER AMAZING EVENT!

COMPLY2017 wasn’t your typical compliance conference! With two action-packed days of insights, sessions, best practices, parties and networking in New York City it took RegTech & Compliance to the next level!

Thanks to all attendees, speakers and sponsors! We look forward to seeing you next year at COMPLY2018!

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Get The 2017 Highlights separator

From keynotes to breakout sessions, at COMPLY2017 attendees were among leading regulators, compliance professionals, marketing executives, leading advertising lawyers and contact center operators from top brands who want to ensure their efforts to reach consumers are compliant.

Yet, COMPLY wasn’t your typical compliance conference. COMPLY is the only conference focused on the insights that will give you actionable take-aways for mitigating risk, maintaining brand safety and implementing marketing regulations for your company!

2017 HIGHLIGHTS

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HEAR FROM ATTENDEES

Agendaseparator

TimeTitleSpeakers
2:00 pm Registration and Exhibitor Lounge Open
3:00 pm Welcome
  • ALEX BAYDIN, PerformLine
3:00 pm The Future of RegTech

The increased volume and velocity of regulations continues to put a strain on compliance teams, but has also paved the way for innovation and a new type of technology: RegTech. Leaders of RegTech companies will discuss what exactly Regulatory Technology is, what it solves for, and how compliance teams can consider adopting RegTech solutions into their compliance programs.

  • DANIELLE DEIBLER, Jurispect
  • PATRICK BARNERT, Qumram
  • MATT KUNKEL, LogicGate
  • DAVID MORGAN, PerformLine
  • DAVID CHOI, PwC
3:45 pm The Shifting Regulatory Environment: A Federal, State and Local Perspective

The regulatory environment has shifted considerably in the last few months, driven by new political and policy priorities, players, and business innovation. Consumer protection regulation and enforcement, however, continues to be a focus. Hear from federal and state officials on the front lines of consumer protection regulation and enforcement about these shifts and how they directly impact your organization as it prepares and plans its compliance priorities. (Eligible for 1 CLE Credit)

  • JANE AZIA, Office of the Attorney General of the State of NY
  • BRIAN N. LASKY, Federal Trade Commission
  • JOY FEIGENBAUM, NY State Department of Financial Services
  • MARTHA COAKLEY, Foley Hoag LLP
  • ALEXANDRA MEGARIS, Venable
4:30 pm Mission Critical: Trust & Understanding Risk Data as a Navy TOPGUN

Approach risk data like a Navy TOPGUN. This Commander from the US Navy will lead attendees through an exercise in trust and understanding risk data. He’ll draw from his 3,200 hours of combined tours of duty to share how he’s carried through with operations and kept things smooth sailing.

  • COMMANDER DAVID BAIRD, US Navy
5:00 pm Networking Cocktails & Exhibitors Lounge Open (5 – 7PM)
TimeTitleSpeakers
7:30 am Registration / Breakfast / Exhibitors Lounge Open
8:30 am Welcome
  • ALEX BAYDIN, PerformLine
8:45 am Hear from the Regulators

Change seems to be the only constant in the current regulatory environment. Developments are happening at lightning speed in both the rules and the technology that’s disrupting the space. Hear directly from the regulators as they discuss their current mission, the status of certain rules and what can be learned from recent enforcements. (Eligible for 1 CLE Credit)

  • DUANE POZZA, Federal Trade Commission
  • PAUL REYMANN, Office of the Comptroller of the Currency
  • JAMES KIM, Ballard Spahr LLP
9:30 am Making a Culture of Compliance Contagious

Is the compliance team at your company thought of as the “police” group? Not at USAA where LaSalle and his marketing compliance team are seen as advisors by the business, helping keep them out of hot water while moving projects out the door faster. LaSalle will share tips and take aways on how fostering an environment of collaboration built on trust has made compliance contagious throughout USAAs marketing organization.

  • LASALLE VAUGHN, USAA
10:00 am Payments And Innovation: How To Keep The Ecosystem Safe

Technology innovation has always transformed the payments industry. The next few years will be no exception. Given the rapidly changing regulatory environment, shifting consumer preferences and emerging technologies, what are the truly important themes and fast growing trends that are impacting the payments industry? This session will dive into practical approaches to digesting the payments innovation maelstrom.

  • DANIKA LYON, Stripe
  • EMILY GOODMAN BINICK, American Express
  • DHIRAJ KUMAR, PayPal
  • JASON OXMAN, Electronic Transactions Association
10:30 am Morning Break
10:45 am Credit Card Roundtable: Innovation and Compliance in the Era of Disruption (KRAKEN ROOM)

Innovation and disruption are impacting the payment networks like never before. Hear from senior executives who are responsible for compliance and driving acquisitions, innovations and integrity on how they are reacting and adapting to these changes.

  • ADAM ALLAMAR, Barclaycard US
  • JEFFREY DE PETRO, MasterCard International
  • SEAN ANDERSON, Bento for Business
  • JASLEEN LAMBA, PerformLine
10:45 am Data, Intelligence and Bots: How a New Breed of Technology is Changing the Way We Manage Compliance in the Contact Center (RADAR ROOM)

Exploring the varied approaches to managing enterprise compliance in terms of the end to end process, we will look at the chain of Accountability, Operational responsibility and the functional needs of those engaged in the compliance supply chain.

  • MICHAEL S. WALDRON, Bayview Loan Servicing
  • DONNA PEEPLES, Pypestream
  • KARL PAWLEWICZ, Olark
  • SUSAN TERRY, PerformLine
11:15 am Keynote Scott Stratten

COMPLY2017 Keynote Scott Stratten will have you laughing, crying, tweeting, blogging and leaping out of your seat, ready to change how you think about marketing. As the ultimate sales and marketing truth slayer, Scott is not afraid to speak his mind when it comes to embracing the age of disruption.

  • SCOTT STRATTEN, UnMarketing
12:15 pm Lunch / Exhibitors Lounge Open
TimeTitle
1:15 pm Afternoon Kickoff & Presentation of The Kraken Awards
1:20 pm Consumer Complaints: An Overview of the CFPB Complaint Process and Consumer Complaint Database

Learn what’s actually inside the CFPB’s Consumer Complaint Database and how the Bureau – and others–  use it. Companies large and small should attend this session to hear the latest developments on the CFPB’s complaint process to better understand what they publish – and what they don’t. There will also be time for Q & A.

  • SCOTT STECKEL, Consumer Financial Protection Bureau (CFPB)
2:00 pm Tips for Leading Enterprises in Highly Regulated Markets Through a Compliance Crisis – From Someone Who’s Been There

No one ever wants to be in a compliance crisis, but being prepared is critical. Learn essential tips as Donna details how she led one large education company through a multi-state enforcement and what she says other organizations in highly regulated industries can learn from her experience.

  • DONNA BUCELLA, Guidepost Solutions
2:25 pm What are the Compliance Essentials for the Lending Industry?

New lending technologies are improving customer use and satisfaction while reducing risk but economic conditions, regulatory obligations, competition and consumer behavior, are factors that can quickly change the direction of the lending industry. Hear from legal and compliance officers at leading lenders on how their companies are quickly scaling consumer and business lending while innovating and and looking forward to the future of lending.

  • RHONDA MCGILL, Quicken Loans
  • ASHLEY FOUGNER, Clara Lending
  • JOBE DANGANAN, Sindeo
  • BRUCE COOK, LendingTree
2:55 pm Break / Exhibitors Lounge Open
3:15 pm The Investors Thesis in RegTech and FinTech as a Sector (KRAKEN ROOM)

Over $40.6 B has poured into FinTech over the past 5 years from Venture Capital and Private Equity according to CB Insights. However, this sector had a tough 2016 with the VC spigot tightening for startups and public companies who shed significant market cap. Things have stabilized in 2017, but what are the long term prospects for investors and startups? Are there lessons learned for RegTech startups? Will RegTech founders and investors face a similar roller coaster ride with their capital raise needs?

  • MILES REIDY, QED Investors
  • CLAUDIA IANNAZZO, AlphaPrime Ventures
  • LANCE FENTON, Serent Capital
  • WALDEN SIEW, LinkedIn
3:15 pm Weathering The Storm: How Higher Education Marketers And Their Partners Have Come Out Stronger (RADAR ROOM)

Few industries are affected by the politics and policies of the federal government more than higher education. Despite intense scrutiny by the Department of Education, the CFPB and many State AGs, several of these educational institutions and their partners have learned to proactively manage compliance efforts and still meet student acquisition goals. How are these marketers keeping up with the ever-evolving regulatory landscape while protecting their brands?

  • DEBORAH SOLMOR, Career Education Corporation
  • MARTY COLLINS, Quinstreet
  • TODD GLASSMAN, 2U
  • JEFF TOGNOLA, Laureate Education
  • TROELS SMIT, Facebook
3:50 pm Spotlight on Due Diligence: Complying with KYC/AML in FinTech (KRAKEN ROOM)

Gain insights and best practices from these processors and solutions providers as they explore compliance programs and key payment security issues, vulnerabilities and innovative techniques to mitigate fraud for merchants, businesses, and consumers.

  • GEORGIA STAVRAKIS, Heartland Payment Systems
  • PARKER CROCKFORD, Onfido
  • JONATHAN FRIEDER, Accenture
  • BILL CHRISTENSEN, Priority Payment Systems
  • JOHN L’HEUREUX, PerformLine
3:50 pm How to Ensure TCPA Compliance While Driving Business Growth (RADAR ROOM)

Lawsuits stemming from alleged violations of the Telephone Consumer Protection Act (TCPA) continue to increase at a rapid pace. Ensuring that your company is protected while continuing to acquire high quality leads to grow your business is no simple task. In this session, we’ll discuss best practices from industry leaders who have embraced this healthy tension by balancing the goals of adhering to TCPA and growing their businesses.

  • ELI SCHWARZ, Jornaya
  • KARA LUNGMUS, SolarCity
4:25 pm Growth vs. Risk – Does One Have to Give? (LendUp and Kabbage Special Session)

CCOs and CMOs often have a competitive relationship: one must move the brand quickly while the other must always think of the risk ahead. So how are some companies, especially those in disruptive markets, making this symbiotic relationship thrive? Hear from leaders at LendUp and Kabbage as they “square off” to discuss their coordination strategy for a solid partnership between their marketing and compliance teams.

  • JESSE SILVERMAN, LendUp
  • EUGEN ILIE, LendUp
  • SAM TAUSSIG, Kabbage
  • JAMI SCHWARTZ, Kabbage
  • LISA SHALETT, PerformLine Board Member
5:00 pm Innovators Fireside Chat with Doug Lebda, CEO of Lending Tree

An expert on the consumer finance industry and mortgage markets, Doug will provide insight and analysis on the current and future state of consumer lending and how FinTech companies, such as LendingTree, are using cutting edge technology to change financial services.

  • DOUG LEBDA, LendingTree
  • ALEX BAYDIN, PerformLine
5:30 pm Wrap Party on the World Famous 230-FIFTH Rooftop (5:30 – 7:30)

2017 Keynotesseparator

DOUG LEBDA
DOUG LEBDA

Founder, Chairman and CEO LendingTree

An expert on the consumer finance industry and mortgage markets, Doug provides insight and analysis on the current and future state of consumer lending and how FinTech companies, such as LendingTree, are using cutting edge technology to change financial services. Doug has been a frequent contributor and guest speaker on major news networks such as Bloomberg, CNBC, Fox Business and The Street. A passionate entrepreneur, Doug left business school (which he would return to nearly 20 years later) to start LendingTree during the dot-com era after experiencing his own frustrations with trying to obtain a mortgage. Twenty years later, LendingTree has since become a leader in empowering consumers and changing how people shop for financing.

SCOTT STRATTEN
SCOTT STRATTEN

President UnMarketing

As the ultimate sales and marketing truth slayer, Scott helps organizations see their business through a new lens with his unconventional “unmarketing” views and vanguard approach to building and maintaining real customer relationships. As the president of Un-Marketing, he has transformed how corporations like PepsiCo, Century 21, Fidelity and Microsoft do business with radical insights on how to engage better with customers through social and viral marketing. Named a top 5 social media power influencer by Forbes.com, Scott elevates the conversation by putting the focus back on what matters most to current and potential buyers, values like trust, authenticity, relationships and service.

COMMANDER DAVID BAIRD
COMMANDER DAVID BAIRD

Officer US Navy

After graduating from the United States Naval Academy with a degree in Aerospace Engineering, Commander Baird was then selected by the Navy to fly the F/A-18C Hornet, and later, the F/A-18E Super Hornet.  While completing operational tours of duty with the VFA-195 “Dambusters,” the VFA-105 “Gunslingers,” and the VFA-31 “Tomcatters,” Commander Baird has flown over 3,200 hours and made 760 arrested landings on multiple aircraft carriers throughout the world in support of combat operations in Iraq and Afghanistan and numerous international exercises.  From 2013-2014, he served as the Commanding Officer of Strike Fighter Squadron ONE NINE FIVE, homeported in Atsugi, Japan.  Commander Baird’s assignments ashore include the Navy Fighter Weapons School (TOPGUN), Strike Fighter Weapons School-Atlantic, United States Pacific Command, and the Office of the Secretary of Defense.  He is currently stationed at the Pentagon.

Speakersseparator

COMPLY2017 Speakers:

PAUL REYMANN
PAUL REYMANN

Director for Consumer Compliance Policy
Office of the Comptroller of the Currency

LASALLE VAUGHN
LASALLE VAUGHN

Executive Director Marketing Compliance
USAA

EMILY GOODMAN BINICK
EMILY GOODMAN BINICK

VP & Senior Counsel
American Express

DUANE POZZA
DUANE POZZA

Asst. Director, Division of Financial Practices
Federal Trade Commission

MARTHA COAKLEY
MARTHA COAKLEY

Former Massachusetts Attorney General; Partner
Foley Hoag LLP

SCOTT STECKEL
SCOTT STECKEL

Consumer Response Stakeholder Engagement Program Manager
Consumer Financial Protection Bureau (CFPB)

CHRIS DESSI
CHRIS DESSI

CEO
Silverback Social

DONNA BUCELLA
DONNA BUCELLA

President of Compliance
Guidepost Solutions

JAMI SCHWARTZ
JAMI SCHWARTZ

Head of Content & Marketing Technologies
Kabbage

JEFFREY DE PETRO
JEFFREY DE PETRO

Business Leader, Franchise Development - Customer Performance Integrity
MasterCard International

TROELS SMIT
TROELS SMIT

Industry Manager, Global Marketing Solutions, EDU
Facebook

ADAM ALLAMAR
ADAM ALLAMAR

Marketing Director, Digital Acquisition
Barclaycard US

MILES REIDY
MILES REIDY

Partner
QED Investors

EUGEN ILIE
EUGEN ILIE

Head of Growth
LendUp

DHIRAJ KUMAR
DHIRAJ KUMAR

Consumer & Product Marketing Leader
PayPal

JANE AZIA
JANE AZIA

Bureau Chief, Consumer Frauds & Protection Bureau
Office of the Attorney General of the State of NY

JAMES KIM
JAMES KIM

Of Counsel, Consumer Financial Services
Ballard Spahr LLP

DANIKA LYON
DANIKA LYON

Cards
Stripe

TODD GLASSMAN
TODD GLASSMAN

General Counsel
2U

RHONDA MCGILL
RHONDA MCGILL

Sr. Team Leader, Legal
Quicken Loans

BRIAN N. LASKY
BRIAN N. LASKY

Attorney
Federal Trade Commission

JASON OXMAN
JASON OXMAN

CEO
Electronic Transactions Association

DEBORAH SOLMOR
DEBORAH SOLMOR

VP & Deputy General Counsel, Litigation
Career Education Corporation

MARTY COLLINS
MARTY COLLINS

SVP Corporate Development, Legal & Compliance
Quinstreet

JONATHAN FRIEDER
JONATHAN FRIEDER

Sr. Manager
Accenture

CLAUDIA IANNAZZO
CLAUDIA IANNAZZO

Managing Partner & co-founder
AlphaPrime Ventures

JESSE SILVERMAN
JESSE SILVERMAN

Head Regulatory Counsel
LendUp

LANCE FENTON
LANCE FENTON

Partner
Serent Capital

MICHAEL S. WALDRON
MICHAEL S. WALDRON

Chief Compliance Officer
Bayview Loan Servicing

JEFF TOGNOLA
JEFF TOGNOLA

Chief Marketing Officer
Laureate Education

SAM TAUSSIG
SAM TAUSSIG

Head of Govt. Relations & Community Banking
Kabbage

SEAN ANDERSON
SEAN ANDERSON

Founder & Chief Product Officer
Bento for Business

JOY FEIGENBAUM
JOY FEIGENBAUM

Executive Deputy Superintendent, Financial Frauds & Consumer Protection
NY State Department of Financial Services

JOBE DANGANAN
JOBE DANGANAN

Chief Legal Officer
Sindeo

BRUCE COOK
BRUCE COOK

SVP Corporate Development
LendingTree

DONNA PEEPLES
DONNA PEEPLES

Chief Customer Officer
Pypestream

ALEXANDRA MEGARIS
ALEXANDRA MEGARIS

Counsel
Venable

BILL CHRISTENSEN
BILL CHRISTENSEN

VP of Credit Underwriting
Priority Payment Systems

GEORGIA STAVRAKIS
GEORGIA STAVRAKIS

VP of Merchant Compliance
Heartland Payment Systems

WALDEN SIEW
WALDEN SIEW

Senior News Editor
LinkedIn

LISA SHALETT
LISA SHALETT

Former Goldman Sachs Head of Brand Marketing
PerformLine Board Member

DAVID CHOI
DAVID CHOI

Partner
PwC

PATRICK BARNERT
PATRICK BARNERT

CEO
Qumram

PARKER CROCKFORD
PARKER CROCKFORD

Commercial Director US
Onfido

ASHLEY FOUGNER
ASHLEY FOUGNER

General Counsel
Clara Lending

MATT KUNKEL
MATT KUNKEL

CEO
LogicGate

DANIELLE DEIBLER
DANIELLE DEIBLER

CEO
Jurispect

KARA LUNGMUS
KARA LUNGMUS

Marketing Associate
SolarCity

KARL PAWLEWICZ
KARL PAWLEWICZ

Head of Communications
Olark

ELI SCHWARZ
ELI SCHWARZ

Senior Director, Enterprise Partnerships
Jornaya

JASLEEN LAMBA
JASLEEN LAMBA

Client Success - Team Lead
PerformLine

JOHN L’HEUREUX
JOHN L’HEUREUX

Director of Business Development - Merchant Monitoring
PerformLine

SUSAN TERRY
SUSAN TERRY

Director of Business Development, Contact Center and Chat
PerformLine

DAVID MORGAN
DAVID MORGAN

Chief Revenue Officer
PerformLine

ALEX BAYDIN
ALEX BAYDIN

CEO & Founder
PerformLine

About the 2017 Venueseparator

Conference Venue: 230-FIFTH

230-FIFTH offers stunning views of the Manhattan skyline from the Penthouse and hosts New York City’s largest outdoor Rooftop Garden – the perfect spots for an amazing conference!

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Gansevoort Park Avenue New York City

CONFERENCE ROOM BLOCK: Book now to save with our exclusive room block discount of $415/night. Limited quantity available, discounted rate (extended!) 5/12.

Four Points Sheraton Manhattan Chelsea

CONFERENCE ROOM BLOCK: Book now to save with our exclusive room block discount of $379/night. Limited quantity available, discounted rate (extended!) 5/15.

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